Responsibilities
* Responsible for establishing, maintaining and implementation of the compliance and risk policies and procedures, and ensuring they are at a level that meets regulator and Group standards
* Provide guidance and advisory to business units in developing and updating the relevant regulations, codes of conduct, internal policies and good market practices
* Responsible for carrying out compliance controls and operations, including investment guidelines and restrictions monitoring, client/product/distribution/investment instruments, counter parties, derivatives, on-boarding/approval process
* Perform regular checks and review to ensure adherence to regulations, policies and procedures
Requirements
* 5 + years experience in compliance- fund management/investment management/ private equity
* Strong knowledge of CMS and SFA licenses
* Comfortable working independently
* Previous experience in asset management or Hedge Funds
