Compliance Jobs
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Compliance Officer Banking (m/w/d)
About the roleThis role sits within the compliance team. Supporting the business on regulatory matters while contributing to the firm's data protection framework alongside the DPO.You will work closely with multiple stakeholders across the business, ensuring robust compliance standards are maintained across a range of financial services regulations...
Compliance Officer Frankfurt (m/w/d)
About the RoleThis is a newly created position within a growing Compliance team, offering the opportunity to play a key role in fostering a strong compliance culture and contributing to strategic regulatory initiatives.You will work closely with senior stakeholders to ensure the organization remains aligned with evolving regulatory requirements whi...
Legal counsel AI
About the RoleAn opportunity has arisen for a Legal Counsel to join a central, international function, working within a dedicated data protection team. This role offers a high level of responsibility, combining advisory work, governance development, and project ownership in a dynamic, cross-functional environment. You will work closely with senior ...
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高级合规经理-量化
岗位职责全面负责基金及管理人层面的法律与合规事务,为量化基金的日常运营和业务发展提供法律支持;负责 私募基金设立、备案及持续合规,包括中基协相关申报、变更、信息披露等事项;主导并审核各类 基金文件及法律文本,包括但不限于基金合同、章程、募集文件、补充协议等;负责与 外部律所、监管机构及第三方服务机构 的沟通与协调;支持基金的 投资及交易相关法律事务,包括交易结构、协议审核、合规审查及风险提示;负责公司层面的 日常法律事务,如公司治理、内部制度建设、合规培训及法律风险管理;跟踪并解读 私募基金、量化投资及金融监管政策,及时向管理层提供合规建议;根据业务发展需要,参与或支持 新业务、新策略或新产品 的合规评估与落地。任职要求法律相关专业本科及以上学历,具备中国法律职业资格证;8-12 年左右法...
Compliance and Legal Expert (m/w/d)
We are currently supporting a well-established European alternative investment manager in the search for an experienced Compliance & Legal Expert (m/f/d) to join its Legal & Compliance team in Munich. Key ResponsibilitiesMonitoring regulatory developments and supporting the continuous enhancement of internal policies, guidelines, and processesDraft...
Compliance & Governance Specialist Frankfurt (m/f/d)
About the RoleAs Compliance & Governance Specialist, you will work within the Compliance function and support DPO.You will also play a key role in Compliance Monitoring, risk management support, advisory tasks, and cross‑department collaboration.Your responsibilities include:Compliance & MonitoringConducting Compliance Monitoring activities accordi...
