SVP Compliance

This role offers candidates the chance to gain huge amounts of exposure with a number of the firm`s counterparties as well as gaining experience managing 4 junior compliance analysts.
The role sits within the central compliance function of the firm and reports directly to the CCO on all major issues. With the regular senior management facing it gives an incredible opportunity for career progression, with the role being made available due to the current holder of the role being promoted to director.

The role….

• Regular meetings with the CCO and CRO briefing them on the firms compliance function performance
• Training and management of multiple junior compliance officers
• Ensuring the continued development and management of the compliance framework
• Monitoring the firms counterparties, ensuring their compliance in all matters from trades to mergers
• Continuous surveillance of the firms` counterparties on anti-bribery and counter terrorism financing

Ideal Candidate….

• 5-7yrs experience within a reputable financial institutions compliance function
• Excellent written and verbal communication skills
• Strong management ability
• Confident presentational skills and robust personality
• Excellent knowledge of all European financial regulations
• Experience working within an asset management firm is an bonus
• Strong academic background (legal/accounting)

Key words: USA, Compliance, Investment, Investment Advisor, SEC, Investment Advisor Act, CCO, Director, SVP, senior, legal, asset manager, asset management

Type: Full-time

Location: London

Category: Risk Jobs

Apply Email: risk@selbyjennings.com